PWYLLGOR ARCHWYLIO

24FED IONAWR 2020

 

COFRESTR RISG CORFFORAETHOL

CYNGOR SIR CAERFYRDDIN

 

Yr argymhellion / penderfyniadau allweddol sydd eu hangen:

 

·         I dderbyn y Cofrestr Risg Corfforaethol

 

Rhesymau:

 

I sicrhau fod y Pwyllgor Archwilio wedi eu hysbysu o’r Risgiau Corfforaethol.

 

 

Angen ymgynghori â’r pwyllgor craffu perthnasol:

 

Angen i’r Bwrdd Gweithredol wneud penderfyniad:

Angen i’r Cyngor wneud penderfyniad:

 

 

Pwyllgor Archwylio (24 Ionawr 2020)

Nac Oes

Nac Oes

 

 

 

Aelod y Bwrdd Gweithredol sy’n gyfrifol am y Portffolio:

Cyng. David Jenkins (Adnoddau)

 

 

 

Y Gyfarwyddiaeth:

Gwasanaethau Corfforaethol  

 

Enw’r Cyfarwyddwr:

Chris Moore

 

 

Awduron yr adroddiad:

Helen Pugh

 

 

 

Swyddi:

 

 

 

Cyfarwyddwr Gwasanaethau Corfforaethol

 

 

Pennaeth Refeniw a Chydymffurfiaeth Ariannol 

 

 

 

 

Rhifau Ffôn / Cyfeiriadau E-bost:

 

 

 

01267 224120

cmoore@sirgar.gov.uk

 

 

01267 246223

hlpugh@sirgar.gov.uk

 

 

 

 

 

 

 

 

 

 

 

 

 

EXECUTIVE SUMMARY

AUDIT COMMITTEE

24TH JANUARY 2020

 

Carmarthenshire County Council’s

Corporate Risk Register  

 

The Authority maintains a Corporate Risk Register to evaluate its exposure to key strategic risks. The Corporate Assessment recommended that the Corporate Risk Register as agreed by CMT should be shared with the Audit Committee. Review and monitoring of the Corporate Risk Register is delegated to Audit Committee in line with the Terms of Reference of the Audit Committee. The Register will be reviewed by the Audit Committee at its January 2020 meeting.

The following changes are to be noted:

Removal of the following risks from the Corporate Risk Register,

 

i)             CRR190003 – Responding to New Legislation / Policy from Welsh Government

ii)            CRR190008 – Maintaining high standards of governance in relation to Information management

iii)           CRR190024 - Change in leadership due to the current CE retiring – action completed new Chief Executive appointed

 

Amend the following

i)             CRR190010 - Deliver Effective Safeguarding Arrangements - Vulnerable Adults to Corporate Oversight of Safeguarding

 

CMT considered and approved the addition of the following risks to the Corporate Risk Register:

i)             Schools Building condition surveys

ii)            Ash die back.

iii)           Fraud and Corruption

iv)           School Leadership

 

DETAILED REPORT ATTACHED?

YES 

 

IMPLICATIONS

I confirm that other than those implications which have been agreed with the appropriate Directors / Heads of Service and are referred to in detail below, there are no other implications associated with this report.      

 

Signed:

Chris Moore – Director of Corporate Services

 

Policy, Crime & Disorder and Equalities

 

Legal

Finance

ICT

Risk Management Issues

Staffing Implications

Physical Assets

None

None

None

NONE

Yes

NONE

NONE

 

 

5. Risk Aims of the Corporate Risk Register to collate strategic risks facing the Authority.

 

CONSULTATIONS

I confirm that the appropriate consultations have taken in place and the outcomes are as detailed below:

 

Signed:

Chris Moore – Director of Corporate Services

 

1. Scrutiny Committee – Audit Committee will be required to receive the Corporate Risk Register at its meeting scheduled for Friday 13th December 2019

2. Local Member(s) – N/A

3. Community / Town Council – N/A

4. Relevant Partners – N/A

5. Staff Side Representatives and other Organisations – N/A

Section 100D Local Government Act, 1972 – Access to Information

List of Background Papers used in the preparation of this report:

 

THERE ARE NONE